Order Execution

Disclosure of SEC Required Order Execution and Order Routing Information

Under SEC Rule 606(a), broker-dealers that route equity and option orders on behalf of customers are required to prepare quarterly reports that disclose specific information about their order routing practices for non-directed1 orders in NMS stocks and option contracts in NMS securities.

Ventum Financial (US) Corp. – Quarterly Reports

Disclosure of SEC Required Order Execution and Order Routing Information

Under SEC Rule 606(a), broker-dealers that route equity and option orders on behalf of customers are required to prepare quarterly reports that disclose specific information about their order routing practices for non-directed1 orders in NMS stocks and option contracts in NMS securities.